Rogue Baron PLC – keeping (společnosti) at

DR-1: S.Standard form for declaring significant balances

E-mail the completed form with this link to the FCA

The story continues

Title: [email protected]. If possible, send a file in Microsoft Word format.

Comment

^Already Note that national models may differ due to section 3 (1a) of specific national laws (Order 2004/109 / EC) relating to relevant limits or capital owner information.

^Second If reliable and accurate (e.g. address, LEI and local number ID) of the primary company or provider’s legal entity and other specifications. In the relevant section, explain whether the provider is someone other than the UK provider.

^Third Other reasons for notices are voluntary declarations, changes in the allocation of holdings (e.g., expiration of financial instruments) or joint action.

^Fourth This should be the partner’s full name (s); B) A natural person or legal entity such as obtaining, usurping or exercising the right to vote in cases referred to in DTR 5.2.1 (a). B) First m) / Art. B) B) to h) of 2004/109 / EC; (C) all parties to the Agreement referred to in Section 10 (a) (A) Order 2004/109 / EC (DTR5.2.1 (A)); Or (d) the holder of the financial instruments referred to in section 13 (1) of 2004/109 / EC (DTR5.3.1).

The expression of integrated circumstances may vary due to specific circumstances (for example, the same or different macro situations of the parties, entry or exit from group work by one party), and the standard form does not provide a specific way to report teamwork cases.

With respect to the transactions referred to in Section 10 (a), B) to h) Direct 2004/109 / EC (DTR5.2.1 (B) to h)), the following list may be referred to as a list of persons:

– In the circumstances referred to in section 10 (a), (b) of the order (DDR 5.2.1 (b)), the natural or legal person, who is entitled to exercise the right to vote and exercise them by agreement, and the natural person or legal person Temporarily replaces the company in exchange for voting rights;

– A natural or legal person who has the guarantees of that order (DDR 5.2.1 (c)) in the circumstances (cdr) referred to in section 10 (a), restricts the person’s right to vote and declares his will to exercise them , The natural or legal person providing the guarantee under these conditions;

– A natural or legal person interested in life in the shares of that order (d) (DTR 5.2.1 (d)) under the circumstances referred to in section 10 (a) has the right to exercise the voting rights associated with that person or entity shares and a natural Or the origin of interest in the life of the legal person voting rights;

– Restriction on the natural or legal person of that order (c) (DDR 5.2.1 (c)) under the circumstances referred to in section 10 (a), the duty of notice at the individual level under section 9 (ddr 5.1) If so, points (a) to (d) are the 10th section of that order. The order (DTR 5.2.1 (a) to (d)) or the combination of these conditions by the regulated entity;

– Accepts the deposit of shares of that order (f) (DDR 5.2.1 (f)) under the circumstances specified in section 10 (a), exercising the voting rights attached to the deposited shares and voluntarily exercising the right to vote deposit of shares which allows the recipient of the deposit ;

– the natural or legal person who, under the circumstances referred to in section 10 (a), restricts the voting rights of the said order (DTR5.2.1 (g));

– The directive (DTR 5.2.1 (h)) stated in the circumstances (HDR) under Section 10 (a) that the proxy holder, if he or she can exercise the right to vote at his or her own discretion, and to recognize the owner’s right to vote at will Authorized partner (for example, management companies).

^Fifth This applies in cases filed under Section 10 (a). B) to h) Directive 2004/109 / EC (DTR5.2.1 (B) to h). The counter legal entity referred to in Section 10 of that Order (DTR 5.2) must be the full name of the shareholder, unless the percentage of voting rights retained by the shareholder is less than the minimum limit for voting rights (such as the definition of funds managed by management companies).

^My The date on which the acquisition or removal took place or any other reason that led to the notice obligation, the date on which the limit was exceeded or reached. For negative changes, the date on which the corporate action took effect.

^Seventh Total voting rights must include all shares, including certificates of deposit, which represent the shares associated with voting rights, even if their exercise is suspended.

^VIII Keep in mind that if a holding is less than the applicable minimum under national law, it is not necessary to disclose the holding amount only if the new holding under national law falls below this limit.

^Ninth In the case of the combined right of votes relating to the voting rights of “direct right” and “indirect right”, divide the number and percentage of voting rights into two direct and indirect columns – otherwise the field is blank.

^X. Maturity / expiration date of the financial instrument, i.e. the expiry date of the right to purchase the shares.

^Eleventh If the financial instrument has such a period – specify this period – for example, starting once every 3 months [date].

^Twelfth In the case of cash-settlement instruments, the number and percentage of voting rights shall be indicated on a delta basis (Section 13 (1a) (DDR 5.3.3A) of Order 2004/109 / EC.

^Thirteenth If the notified person is moderate or restricts another attempt, the latter option applies.

^Fourteenth The whole chain of regulated organizations, beginning with the control of the natural or legal person, must be provided in cases where the limit is exceeded or reached at the subsidiary level and the subsidiary issues a notice because the markets are always the sole proprietorship that gives a complete picture. If the voting rights and / or financial instruments actually have multiple chains allocated, the series must be issued consecutively, with a free line between different chains (e.g .: A, B, C, free tax, A, B, D, free stamp, A, E, F etc.).

^Fifteenth The names of regulated programs that effectively protect voting rights and / or financial instruments must be provided regardless of whether the regulated programs exceed or exceed the applicable minimum.

^Sixteen Example: Correction of an earlier announcement.